Thursday, June 22, 2023

Pittsburgh Businesses Encroach on Public Property with Impunity

Private property, competition, and the market-mechanism have come to be assumed to be integral to the economic system of Capitalism. The assumption that this cluster of attributes is necessary is faulty though, as, for example, the state can own some or all of the “means of production” (i.e., firms) that are subject to market competition, especially if privately-owned enterprises also exist. China had a mix of private and state-owned enterprises compete in several industries when the state opened the economy to competitive forces setting supply and demand. In Wisconsin, the Green Bay Packers, an NFL football team, is owned by the residents of that city, such ownership being Socialism, and yet that team has competed not only to win, but also in the hiring of players and managers. A competitive market does not require that the property of the means of production be privately owned. Even in the case of private ownership of companies, the widely accepted custom wherein the owners receive the residual profits after expenses is dogmatic in the sense of being arbitrary. Alternatively, creditors or employees/managers could receive any excess revenue after expenses have been paid. In short, Capitalism as it has come to be known and exercised is more arbitrary than capitalists may realize. Even the taken-for-granted distinction between public and private property is not as stark as may be typically supposed. This is no excuse, however, for businesses that knowingly encroach on public property as if it were their own private property. A Capitalist economic system predicated on private property may contain not only the seed of monopoly, as Marx claimed, but also a tendency of private enterprises to over-reach on the public domain. If so, government has a responsibility to prune back the overweening tentacles. Two examples make this point.

Once while walking on a narrow sidewalk, I glanced down at my phone and was instantly startled as I ran into and tumbled over a metal chair in the middle of the sidewalk. A restaurant’s employees had set up tables on the side of the sidewalk with chairs out into the middle of the sidewalk, and a bit beyond a table had been placed in the middle of the sidewalk, with a potted plant placed making it even more difficult to navigate around the tables and chairs. Who would want to eat in the middle of a sidewalk, with people passing by at close range? The manager of that restaurant was guilty not only of missing this rather basic point, but also of the incredible presumption that the public sidewalk was essentially part of the business’s private property, which astonishingly placed the public at a disadvantage on public property!

A month earlier, I had called the zoning department of the city. I had been assured that a restaurant cannot obstruct a sidewalk. However, the city then failed to act, perhaps capitulating to the business interest (and wealth). So, after I nearly fell from running into the chair, I called the city again. The employee who answered insisted that the city gives permits allowing businesses to permanently block or obstruct public sidewalks. So, I called again and spoke with another person who had more of a sympathetic ear when I explained that I had almost fallen, and that a hazard exists because numerous pedestrians walk into the street because of the obstruction. Two weeks later, with Franks Bar and Grill still interlarding on public property, I left a phone message for the code enforcement person. Two weeks after that, as the photo below demonstrates, the restaurant was still blocking the sidewalk. 

I know that the city had opened an investigations months earlier, so I surmise that the restaurant's owner or manager knew of the complaints and dismissed them. Additionally, I suspect that the city of Pittsburgh had bowed to the business interest at the expense of the public good. This is as much of a problem as is the presumptuousness and dismissiveness of a business that can take advantage of a corrupt municipal government.

Another example of companies encroaching on public "space" is the overreaching of security guards and private police employees presuming that their turf extends beyond a company's private property. When I lived temporarily in Pittsburgh, while I was walking on a public sidewalk along a hospital that was part of the University of Pittsburgh, I stopped at a food-truck only to realize that a security guard was perched on a small hill from which he seemed to have been presumptuously patrolling the sidewalk. In the distance was another security guard. 

Initially, I thought he was in line to order food from the food truck as I was. So I held back. Strangely, he likely viewed my standing position with suspicion, or, more likely, dislike as I was looking generally in his direction. Not all subtle, he strategically walked past me up close and stopped further along on the sidewalk, presumably there to talk to another food vender, yet his body position reveals his real orientation. 

The presumptuousness of that university-affiliated hospital was visible in the choice of the security guard’s uniform mimicking that of the police—including with a silver “badge” and handcuffs. If the hospital was breaching the state's monopoly of police powers, which in general is a larger problem, I submit that the visible artifacts added to the possible presumptuousness of the wearers that company security hyper-extends "off campus" even if the state permits it. The artifacts also misled the public into supposing that the company's police were the same as the city police. At the very least, a company's private security or "police" employees do not necessarily receive the same training as the regular police receive. There is also the problem of legitimacy from a democratic standpoint once the state's monopoly of police powers, as per the U.S. Constitution, is violated by companies. 

Just a public property is distinct from private property, a company's employees are distinct from a government's police force (and power). Encroachment onto a government's use of force puts a company in a conflict of interest in that its security employees are not in an even-handed position in disagreements between a company's management and its stakeholders. Human nature being what it is, we should not assume that the employees would be fair in cases in which a management oversteps its own authority ethically or legally. 

I contend that business managers have a tendency to overreach, even perceiving public property as fair game to be captured for the private, narrower, interest of a business as the public interest suffers. This tendency on the microlevel is the same as that which fuels a company in a competitive industry to become a monopoly. John D. Rockefeller, for example, pressured competitors unwilling to be bought by his Standard Oil company. The titan had the audacity to view himself as a Noah saving the drowning competitors from being ruined by the destructive competition especially in the 1860s, and as a Christ-figure saving them. Unlike Rockefeller, Jesus in the Gospel stories does not kill off people who are unwilling to accept his help. Rockefeller even pressured the railroads to pay Standard Oil a “drawback” when they carried the oil of his competitors. Such encroachment breached what was thought to be ethical business conduct at the time, which in turn included some practices that would come to be regarded as unethical. The titan’s presumptuousness thus extended to treating the railroads as akin to his own property. By such means of encroachment, Rockefeller built his company into a monopoly in the refining industry. Fortunately, the U.S. Supreme Court broke up Standard Oil in 1913, but made the mistake of keeping in tact the same ownership in all of the resulting companies. The managements thereof were even allowed to be in the same building! A willingness to stand up to powerful businesses and competency as to how to break up their excessive market power from previous encroachments are both important if the private-property attribute of modern Capitalism is not to eviscerate the attributes of competition and the market-mechanism. Given the tendency of business managers to shirk the public interest, society needs some means of protecting public property from the inevitable encroachments.

Saturday, June 17, 2023

American Law Enforcement: Extricating the Aggressive Personality and Presumption to Violate the Law Off-Duty

The assumption that more police than we might expect have in not being subject to the law even while off-duty suggests that hiring, training, and retention practices of police departments are inadequate. The presumption of being an ubermench and thus untouchable is dangerous when the person can legally carry a gun. Memo to police departments in the U.S.: please notify your employees that they are subject to local, state, and federal laws, period. Any indication of any presumption to the contrary subjects the culprit to termination. Unfortunately, police departments and their respective city governments in the U.S. are far from such enlightenment as could hold their employees accountable.

In June, 2023, a police employee of Orlando, Florida faced charges by the Seminole County Sheriff’s Office for reckless driving and resisting and fleeing from a deputy. The culprit “refused to show the deputy his license, got back in his car, and took off . . .”[1] He had been driving at 80 mph in a 45 mph zone. It is significant that he thought that going to work was a viable excuse for speeding. Even more incredibly, he told the deputy to notice his police uniform, as justifying the speeding! When the deputy asked for the man’s driver’s license, the violator abstinently said a quick, “NO!,” and turned to get into his car before fleeing the scene. How dare you as me for MY license! That’s something I do to OTHER PEOPLE. How arrogant, wrong, and incorrect. Moreover, the man’s reaction to being held accountable provides the public with a view of someone having the legal use of a gun and yet not willing to be held accountable himself. He may have incorrectly appropriated the former President Nixon’s erroneous declaration that if the president does something, it is legal. A local police employee is not even close to being the president of the United States. Even aside from prosecuting the presumptuous law-breaker in Florida, the city of Orlando would have done well in considering whether such a person should be granted the legal right to use lethal force.

My point includes the subtle one that prosecution is not sufficient and is thus inadequate as a litmus test for deciding whether a police employee literally takes liberties off duty should remain employed. Due to lack of evidence of a malicious intent, a police employee of Chicago, Illinois was not found formally guilty of assaulting a 14-year-old, whom the off-duty employee had wrongly assumed had stolen his son’s bike. The employee inserted one of his knees in the eighth-grader’s back.[2] Regardless of whether there was sufficient evidence for a criminal prosecution, the photograph of the man on top of the boy should be enough for a chief of police to decide that such presumptuousness predicated on being a police employee should eliminate the attitude from being on a police force. The presumption in being allowed to attack a child who happens to walk past a stolen bike would be a red flag even in the case of a police employee on-duty. Off-duty, a man who happens to work as a police employee is just like any other dad. While any father may feel like being judge, jury, and executioner of a suspected thief of one’s son’s bike, what father would actually act on the urge? Hence, the off-duty police employee can be seen as presumptuous, and even as questionable psychologically, as can a police employee who curtly says no when asked for his driver’s license for speeding to get to work. An aggressive tenor can be detected from both men, and this alone should bar them from having the legal right of lethal force.



1. Connor Hansen, “Orlando Police Officer Accused of Reckless Driving, Leaving Traffic Stop after Exchange with Deputy,” Fox35 Orlando, June 12, 2023 (accessed June 17, 2023).

2.  Alex Hammer, “Moment Off-Duty Chicago Cop Kneels on 14-Year-Old Boy’s Back after Mistakenly Accusing Him of Stealing a Bike,” DailyMail.com, July 4, 2022 (accessed June 17, 2023).

Sunday, January 30, 2022

The Electoral College: Beyond the Conventional Wisdom

The matter of how the U.S. President is to be selected was a tough nut for the delegates in the Constitutional Convention in 1787 to crack. Mason observed the following in convention, “In every Stage of the Question relative to the Executive, the difficulty of the subject and the diversity of the opinions concerning it have appeared.”[1] The alternative proposals centered around the Congress, State legislatures, the governors, the people, and electors designated for the specific purpose as the possible determiners. Although the delegates were men of considerable experience, their best judgments about how the alternatives would play out were subject to error as well as the confines of their times. In re-assessing the Electoral College, we could do worse than adjust those judgments and rid them of circumstances pertaining to them that no longer apply. For example, the Southern States no longer have slaves, so the question of whether those States would be disadvantaged by going with a popular vote no longer applies; the alternative of going with the popular vote nationwide no longer suffers from that once-intractable pickle. Yet lest we rush headlong into a popular vote without respect to the States, we are well advised not to dismiss the points made by the convention delegates, for we too are constrained by our times, and we may thus not be fully able to take into account points that have been forgotten. Before turning to the views expressed at the convention, I briefly touch on the Electoral College. I discuss the apparent dichotomy between the College and popular vote, after which I discuss the relevance of federalism.
 
American citizens vote for slates of electors by state, and those electors then meet, again by state, to cast votes for the U.S. President. Because the electors are elected by popular vote, the dichotomy between the Electoral College and the popular vote is misleading. The question regarding the false dichotomy is actually whether to go with the popular vote by state or nationally. To be sure, electors in four states do not have to vote according to the popular vote in the state, and electors in the other states can vote contrary to that vote in those respective states but must pay a fine. The point lost on most Americans by the twenty-first century is that one of the original selling points of the Electoral College was that the electors could be a check on the momentary passions of the masses precisely by being able to vote contrary to the popular vote in electors’ respective states. Should the U.S. be attacked and the citizens have an emotional reaction to go to war, electors could say, in effect, “well, I’m not so sure we should go with the war hawk.” In short, the Electoral College is geared to protecting the best interests of the people even if they are blinded to it.
 
The Electoral College also gives some heed to the sovereignty retained by the States as members of the U.S. The U.S. Senate is the federal institution that represents the republics. In the College, the number of electors a State has equals the number of its U.S. senators and House representatives. Because this number is not by population and each State has two federal senators, less populated States have disproportionately more electors than the big States do. Besides the fear at the convention that the “big” States might pick the president either by electors or if by a national-level popular vote, the sovereignty retained even by the “small” (i.e., less populous) States warrants some role in the selection of the executive of the Union. To dismiss this point is to ignore what the U.S. is as a Union composed of semi-sovereign States. What I’m getting at here is that to dismiss these ongoing reasons for the Electoral College is to forget what the U.S. is (or are). When you no longer know what you are, you can be in real trouble when you act. Hence, it behooves us to take seriously the various points (and alternatives) discussed and debated in the convention. The answer may not be the Electoral College. In this case, the status quo is broken. In fact, the Electoral College has never performed as intended—most significantly in this regard as a check on “excess democracy” that can come with direct democracy even at the voting booth. Yet this does not necessarily mean that shifting from state popular votes to a national popular vote is wise. Considering the points raised by delegates in the federal convention, hidden downsides to a national popular vote can be seen, and this in turn may precipitate new ideas that are optimal. I turn now to the delegates in hopes that their wisdom might inform our public discourse on the topic.
 
Franklin, being quite elderly by the time of the convention, could afford to sit back above the debate and see the “big picture” in terms of democratic theory. “It seems to have been imagined by some that the returning to the mass of the people was degrading the magistrate. This he thought contrary to republican principles. In free Governments the rulers are the servants, and the people their superiors & sovereigns.”[2] The question of whether or not the people have what it takes to select a capable person of good character and standing for the presidency was debated at several points during the Convention. Referring to the federal executive, Morris urge, “He ought to be elected by the people at large. If the people should elect, there will never fail to prefer some man of distinguished character, or services; some man, if he might so speak, of continental reputation.”[3] Similarly, Madison said: “The people at large was . . . as likely as any that could be devised to produce an Executive Magistrate of distinguished Character. The people generally could only know & vote for some Citizen whose merits had rendered him an object of general attention & esteem.”[4] Already, these delegates were anticipating the expansion westward of the then-Thirteen-State Union. Morris and Madison were assuming that anyone attracting enough votes across a continent to win must be renowned, and thus distinguished of character or significant accomplishment.
 
Yet given the vast number of voters spread over a vast territory, or country, the sheer distance between the electorate and the candidates would mean the former could not really size up the latter. Mason “conceived it would be as unnatural to refer the choice of a proper character for chief Magistrate to the people, as it would, to refer a trial of colours to a blind man. The extent of the Country renders it impossible that the people can have the requisite capacity to judge of the respective pretensions of the Candidates.”[5] Lest it contended that the modern media closes in the distance, the media companies and their journalists and commentators have their own agendas and ideological biases, and the concentration of the media has enabled “groupthink,” wherein the public “airwaves” are unanimous in a judgment, even if very wrong as in the prediction of a near-certain Clinton landslide in 2016. Democracy at the empire-scale is not at all optimal.
 
Unfortunately, a relatively few “designing” men—or associations thereof—could take advantage of the sub-optimality. Gerry suggested that private associations not confined by State could take advantage of the problem. “A popular election in this case is radically vicious. The ignorance of the people would put it in the power of some one set of men dispersed through the Union & acting in Concert to delude them into any appointment.”[6] Such a “set of men” might in modern terms be a large corporation, or even an oligarchy. That is to say, large concentrations of private wealth could profit politically from the electorate being so large and dispersed.
 
That the U.S. was and is an empire not only in scale, but also in that it is made up of (early modern) “kingdom-level” polities (i.e., States) that differ culturally, just as the E.U.’s States do, presents additional problems for the popular election of the federal president. Sherman got at this when he said that “the people at large . . . will never be sufficiently informed of characters, and besides will never give a majority of votes to any one man. They will generally vote for some man in their own State, and the largest State will have the best chance for the appointment.”[7] The people cannot really get a sense of a candidate’s real character through the media—and almost the entire electorate could not possibly meet the candidates in person. Furthermore, the expanse of territory and the difficult cultures mitigate against a candidate being of such a reputation as to be acceptable in all of the States. In fact, the largest States in population could dominate the elections. To wit, Williamson claimed, “The principal objection [against] an election by the people seemed to be, the disadvantage under which it would place the smaller States.”[8] Pinkney got at the both points—that such a large, extended electorate could be easily manipulated and the electorates in the large States could dominate.  “An Election by the people being liable to the most obvious & striking objections. They will be led by a few active & designing men. The most populous States by combining in favor of the same individual will be able to carry their points.”[9] Williamson combined the “large State” problem with the extent of territory mitigating the chances of there arising a reputation of sufficient reach. “There are at present distinguished characters, who are known perhaps to almost every man. This will not always be the case. The people will be sure to vote for some man in their own State, and the largest State will be sure to succeed.”[10] In modern America, candidates would need only campaign along the crowded Northeast coast, the Bay Area in California, Southern California, and Chicago to get a majority of the popular vote. People in the rest of the States would be left out except for cases in which the election is close.
Dickenson had an interesting idea. Although he “leaned towards an election by the people which he regarded as the best & purest source” he surmised the greatest difficulty was “the partiality of the States to their respective Citizens. But, might not this very partiality be turned to a useful purpose. Let the people of each State chuse its best Citizen. The people will know the most eminent characters of their own States, and the people of different States will feel an emulation in selecting those of which they will have the greatest reason to be proud. Out of the thirteen names thus selected, an Executive Magistrate may be chosen either by the [National] Legislature, or by Electors appointed by it.”[11] What would keep the candidates from the largest States from winning election after election? 
Of all of those objections, I submit that the sheer size of the voting electorate—around 120 million in 2016—is the largest drawback of popular election. The problem is reflected in the extraordinarily long “campaign seasons”—16 months in the case of the 2016 presidential election—as candidates must campaign in what in Europe would be “country after country.” Even so, so very few voters can possibly have first-hand knowledge of even just one of the candidates that the electorate as a whole is left at the mercy of the concentrated media and the marketing-driven campaigns. The electorate in 1920 did not knew that Warren Harding had been a patient in a mental hospital five times, and Richard Nixon’s rather severe pathology only came to light after the Watergate scandal. For all the electorate knows, a candidate could be acting—even, as in Ronald Reagan’s case, be a professional actor.
 
We can expect the inordinate, self-invested influence of giant corporations and, moreover, the infamous “1 percent” because they know how (and have the means) to use the media to “steer” the public discourse and finance the candidates launching empire-scale campaigns. That the concentrated media companies are also large corporations does not reduce the risk of the onslaught of plutocracy by taking advantage of what the delegates sometimes called “excess democracy.” That the electorate can be so easily manipulated gets scant attention.
 
Thomas Jefferson and John Adams agreed in retirement that an educated and virtuous citizenry is essential for an ongoing republic. We the American electorate better educated at the very least in civics, the people could better fend for themselves against designing corporations and demagogues. Hence, Gerry pointed to a real problem: “The people are uninformed, and would be misled by a few designing men.”[12] He felt the problem so grave that the “popular mode of electing the chief Magistrate would certainly be the worst of all.”[13] We are dependent on the media and the candidates’ marketing campaigns. By in large, we see what the candidates and journalists want us to see. Hence, Mason observed, “It has been proposed that the election should be made by the people at large; that is that an act which ought to be performed by those who know most of Eminent characters, & qualifications, should be performed by those who know least.”[14] Mercer insisted that the “people can not [sic] know & judge of the characters of Candidates. The worst possible choice will be made.”[15] Doubtless this opinion would resonate with a considerable number of the electorate in 2016 of both parties.
 
Unfortunately, rarely do advocates of a nationwide popular vote take into account how grave those concerns were in the convention, and thus how many (but not all!) of the delegates felt about an empire-wide popular vote. It’s much more convenient to feel a sense of entitlement that throws caution to the wind. Hence the shared advice from Jefferson and Adams. So I think Morris got it backwards in saying, “It is said the people will be led by a few designed men. This might happen in a small district. It can never happen throughout the continent.”[16] In a small district (i.e., a small electorate), a larger proportional of the electorate have direct knowledge of the candidates, and so can dodge the “designing” ones. It follows that the relatively small number of electors in the Electoral College is within range of being able to “meet and greet” the candidates and their close friends (and detractors). Yet this assumes that the electors are independent not only of the majority of voters in the respective States, but also the political parties, and this has not been so since the College’s first day on the job.
 
The delegates at the convention considered other ways in which a relatively small number of people could select the federal president. Certainly having the Congress select would eliminate the problem of the selectors not being able to know (or get to know) the candidates. Additionally, the members of Congress could see to it that the candidate selected can execute the laws that the Congress legislates. After all, the delegates understood the purpose of the U.S. president to be “to carry into execution the [national] laws.”[17] According to Pinkney, “The Nat’l Legislature being most immediately interested in the laws made by themselves, will be most attentive to the choice of a fit man to carry them properly into execution.”[18] This could mean, however, that the legislature would be able to exercise control over the executive.
Hence Morris warned the other delegates, “If the Executive be chosen by the Nat’l Legislature, he will not be independent [of] it; and if not independent, usurpation & tyranny on the part of the Legislature will be the consequence.”[19] The check and balance that the separation of powers affords would be lost. As Morris explained, “the checking branch must have a personal interest in checking the other branch, one interest must be opposed to another interest. Vices as they exist, must be turned [against] each other.”[20] Hoping to be re-elected, or having to honor deals made with particular members of Congress in order to get elected in the first place, the president would not have a personal interest in checking the federal legislature even were it to over-reach at the expense of the liberties of the people. Hence, “A particular objection with [Wilson] against an absolute election by the [legislature] was that the [executive] in that case would be too dependent to stand the mediator between the intrigues & sinister views of the Representatives and the general liberties & interests of the people.”[21] Maintaining the liberties is of course the aim of the checks and balances in the separation of powers. Madison put the matter well. “If it be essential to the preservation of liberty that the [Legislative, Executive and] Judiciary powers be separate, it is essential to a maintenance of the separation, that they should be independent of each other. The Executive could not be independent of the Legislature, if dependent on the pleasure of that branch for a reappointment . . . a dependence of the Executive on the Legislature, would rending it the Executor as well as the maker of laws . . . then according to the observation of Montesquieu, tyrannical laws may be made that they may be executed in a tyrannical manner.”[22]
A second major problem with having Congress select the federal executive is that the choice could invite corruption. Morris predicted, “If the Legislature [i.e., the Congress] elect, it will be the work of intrigue, of cabal, and of faction; it will be like the election of a pope by a conclave of cardinals; real merit will rarely be the title to the appointment.”[23] According to Madison, “the candidate would intrigue with the Legislature, would derive his appointment from the predominant faction, and be apt to render his administration subservient to its views.”[24] Ingenuously, Morris flipped the argument back to the people deciding:  “The people of [the most populous] States cannot combine. If their [sic] be any combination it must be among their representatives in the Legislature.”[25]  Furthermore, “It is said the multitude will be uninformed. It is true they would be uninformed of what passed in the Legislative Conclave, if the election were to be made there; but they will not be uninformed of those great & illustrious characters which have merited their esteem & confidence.”[26] Morris could be right about a legislative conclave and yet wrong on the popular election if he did not take into account the future westward expansion of the Union across (and beyond!) the continent.
A third problem with having Congress select the president can be labeled an opportunity cost. Simply put, all the divisiveness of the contest for the high office could compromise the ability of legislators to work together on legislation. Of the “insuperable objections” to the Chief Magistrate being elected by the National Legislature,” Madison claimed that “the election of the Chief Magistrate would agitate & divide the legislature so much that the public interest would materially suffer by it. Public bodies are always apt to be thrown into contentions, but into more violent ones by such occasions than by any others.”[27] Just imagine the 2016 general election campaigns of Hillary Clinton and Donald Trump infecting Congress—what that would have done to the members of that institution!
 
Besides the popular vote and Congress, the delegates also debated whether state legislatures or governors should select the federal president. Such an approach enjoys the support of federal theory, especially as it was known at the time of the convention when federalism applied to international alliances such as the Netherlands, Switzerland, and Germany, which were had been considered empires in the Middle Ages. By the time of the convention, those polities had become nation-states equivalent to the Early Modern kingdoms such as the UK and France, and this might have been why the delegates believed putting a national government at the federal level would be workable.
 
Yet federal theory still maintained that the first level of polities in a federation selects the officials at the federal level. In the case of the U.S., this would mean that the State legislatures or executives would select the federal president, whereas the people would of course elect the State-level officials. So democracy itself would be maintained; elected State officials would select the federal president. Bringing in the bit about smaller electorates being closer to candidates for public office (i.e., at the local and State levels), the federal theory’s rationale can be understood to be the following: The people are more likely to get good people into the State-level offices, so the people can have confidence in those officials as selectors of the federal president. That the number of state officials—especially governors—is much less than the American electorate as a whole means that the problem of the large electorate is also avoided. To continue to have a federal system yet dismiss federal theory is like a person who acts as if she no longer knows who she is. Such a person is likely to get into trouble.
 
To be sure, leaving the decision to State legislatures or governors is not without pitfalls. Also, complicating the traditional federal theory is the delegates’ decision to add a directly-elected body of representatives to the federal level: The U.S. House of Representatives. The federal government would represent the people and the States—the latter being the members of the U.S. Senate, a body founded on international-law principles. As Elseworth explained, “We were partly national; partly federal. The proportional representation in the [U.S. House of Representatives] was conformable to the national principle & would secure the large States [against] the small. An equality of voices [in the U.S. Senate] was conformable to the federal principle and was necessary to secure the Small States [against] the large.”[28] By “federal” here is meant international. Hence, the equality of votes for each State in the U.S. Senate comes out of international law (e.g., alliances, and international organizations including the United Nations). This “partly national; partly federal” applied to the federal level is how the convention advanced federal theory. This advancement complicated matters in the convention. A State’s number of electors voting in the Electoral College, for example, equals the number of U.S. House representatives whose districts are within the State plus the number of federal senators, so the Electoral College was designed to take into account both bases of the federal legislature: the people and the States—or, in other words, the “partly national, partly federal” nature of the U.S. Government. Reducing the Electoral College to the nationwide popular vote would ignore the ongoing federal element. This could certainly happen if few voters are aware of the international component of the U.S. Government (e.g., a Union of semi-sovereign republics), and, moreover, of the balance therein.
 
Regarding the appointment of the National Executive by the States’ legislatures, Madison believed this option to be objectionable. “The Legislatures of the States had betrayed a strong propensity to a variety of pernicious measures. One object of the [National Legislature] was to [control] this propensity. One object of the [National] Executive, so far as it would have a negative on the laws, was to [control] the [National] Legislature, so far as it might be infected with a similar propensity. Refer the [appointment] of the [National] Executive to the State Legislatures, and this [controlling] purpose may be defeated. The Legislatures can & will act with some kind of regular plan, and will promote the [appointment] of a man who will not oppose himself to a favorite object. Should a majority of the Legislatures at the time of election have the same object, or different objects of the same kind, [the national] Executive would be rendered subservient to them.”[29] In hindsight, considering the extent of consolidation of power at the federal level, perhaps had the State legislatures selected the president the federal system itself would be more balanced today. Also, the State legislatures would not have been so left out—whereas in the E.U. they play a direct role at the federal level.
 
In the convention, Gerry “moved that the [federal] Executive be appointed by the Governours & Presidents of the States.”[30] What we moderns know as a governor is essentially a president at the State level. At the time of the convention, New Hampshire had a president. Gerry’s rationale is symmetrical, and thus interesting. “He urged the expediency of an appointment of the [federal] Executive by Electors to be chosen by the State Executives. The people of the States will then choose the 1st branch [i.e., the U.S. House of Representatives]: The legislatures of the States the 2nd branch of the National Legislature [i.e., the U.S. Senate, the senators of which were selected by the State legislatures until 1913], and the Executives of the States, the National Executive. This he thought would form a strong [attachment] in the States to the National System. The popular mode of electing the chief Magistrate would certainly be the worst of all.”[31] It might be added: from this perspective, having the people vote for the federal president does not make sense because it is out of step with the symmetry. The U.S. House of Representatives was intended to be the place for representative democracy at the federal level—like the European Parliament in the E.U. The U.S. Senate, like the European Council (and the Council of Ministers) was to represent the state governments, so they could protect their retained sovereign powers. It made sense to Gerry that the State executives would select the federal executive. But why through electors?
 
Madison provides the rationale: “An appointment by the State Executives, was liable among other objections to this insuperable one, that being standing bodies, they could & would be courted, and intrigued with by the Candidates, by their partizans, and by the Ministers of foreign powers.”[32] When Barak Obama resigned as a U.S Senator of Illinois to become the U.S. President, the governor of Illinois tried to sell the empty senate seat to the highest bidder. Gerry was doubtless worried that governors would sell their vote to the highest bidding candidate for president. Electors would provide some insulation, yet they too could be swayed.
 
We can see this from Williamson’s view on electors being chosen by state legislatures. “He had no great confidence in the Electors to be chosen for the special purpose. They would not be the most respectable citizens; but persons not occupied in the high offices of Govt. They would be liable to undue influence, which might the more readily be practised as some of them will probably be in appointment 6 or 8 months before the object of it comes on.”[33] Butler, on the other hand, thought “the Govt should not be made so complex & unwieldy as to disgust the States. This would be the case, if the election [should] be referred to the people. He liked best an election by Electors chosen by the Legislatures of the States.”[34] But it seems to me that the addition of electors only to elect the federal president makes the system more complex and unwieldly. The experience of the Electoral College quickly showed how easy it was for the major political parties to dominate the slates of electors per candidate; it isn’t even a question of corruption, and there is little chance that said electors could provide a check on the passions of the people.  
 
Hence Madison preferred popular election (i.e., nationwide popular vote). “The option before us then lay between an appointment by Electors chosen by the people—and an immediate appointment by the people. He thought the former mode free from many of the objections which had been urged [against] it, and greatly preferable to an appointment by the [national] Legislature. As the electors would be chosen for the occasion, would meet at once, & proceed immediately to an appointment, there would be very little opportunity for cabal, or corruption. . . . The remaining mode was an election by the people. . . With all its imperfections he liked this best.”[35] There being no political parties by the time of the convention in the U.S., Madison could not have foretold the fate of the electors at the hands of the parties, and yet he preferred election by the people anyway. Two difficulties he thought had weight. “The first arose from the disposition in the people to prefer a Citizen of their own State, and the disadvantage this [would] throw on the smaller States.”[36] The second difficulty “arose from the disproportion of qualified voters in the N. & S. States, and the disadvantages which this mode would throw on the latter.”[37] Only the first objection still exists, as candidates needing only a majority of the nationwide vote could treat many of the less-populated States as fly-over territory devoid of merit politically speaking. That those States, including their respective citizens, are also part of the Union—and more specifically part of the federal system—should give us pause as to the implications of Madison’s preference. Madison “thought too much stress was laid on the rank of the States as political societies.”[38]
 
Some delegates viewed the existing States as artificial political societies, and thus as unnecessary obstacles. Morris insisted that “State attachments, and State importance have been the bane of this Country.”[39] It is as if the States existed solely because their respective government officials did not want to lose their power. “Can we forget for whom we are forming a Government?” Wilson asked. “Is it for men, or for the imaginary beings called States?”[40] The States then existed, so in what sense would they have been imaginary? Furthermore, having territory even just on the scale of the thirteen States at the time, and more definitely across a continent, the United States must naturally contain much diversity in going from place to place. Madison pointed out that “the States were divided into different interests not by their difference in size, but by other circumstances.”[41] He points to climate, but we can add religion, political ideology, and industry as differing across large expanses of territory. It is natural, therefore, that political societies would emerge. Were there no such polities, the United States with only “one size fits all” centralized laws would suffer increasing political pressure building up from the unexpressed diversity that cannot but exist at such a scale as across (and beyond) a continent. In other words, one size does not fit all where the size of the polity is so large that there must be significant ideological/cultural differences from region to region.
 
One of the main benefits of a federal system is in fact that it enables the political expression of the diversity that is necessary in an empire-scale country or alliance. The delegates viewed the U.S. in itself as an empire. Morris referred to “the dignity and splendor of the American Empire” and even insisted that any person deserving the presidency must be such that his character is “proclaimed by fame throughout the Empire.”[42] Ghorum, too, referred to the U.S. as “the Empire.”[43] At the time, empires were known to consist of kingdoms; hence an empire is inherently diverse (i.e., the kingdoms differing from each other).  Hence the fit of federalism especially for empires.
 
Because of the diversity from “kingdom” to “kingdom,” it follows that political dynamics must exist at the empire-level government that do not exist at the State level. Reducing the selection of the federal president to nationwide popular vote effectively ignores this distinction and treats the office as if it were on the State level. To treat the U.S. itself as if it were like one of its States is to commit a category mistake in logic. Williamson insisted, for example, that “the case is different here from what it is in England; where there is a sameness of interests throughout the Kingdom.”[44] A kingdom may be homogenous, whereas an empire is of such size that internal heterogeneity exists geographically and must be accommodated. Otherwise, political pressure naturally builds up and the empire eventually splits apart.  So the injustice that some delegates, including Madison, saw in conciliating the smaller States and therefore a minority of the U.S. population by not going with the nationwide popular vote can be understood and even justified by reference to the U.S. as an empire necessarily composed of different States, each of which needed to retain some sovereignty to accommodate its distinctive features.[45] As Mason put it, “The United States will have a qualified sovereignty only. The individual States will retain a part of the Sovereignty.”[46] The Electoral College was meant in part to reflect this point, which is in turn based on the belief that the U.S. even then constituted an empire. Just because the College never worked as intended or designed does not mean the fundamentals on which it is based are faulty—that is, what the United States are (or is). To wit, Elseworth noted, “the U.S. are sovereign on their side of the line dividing the jurisdictions—the States on the other—each ought to have power to defend their respective Sovereignties.”[47] Consolidate the sovereignties at the federal level and the empire has lost its way of accommodating political pressure naturally coming from within any empire.
 
I wish to make three points in conclusion. First, the matter of whether to retain the Electoral College, which reflects popular vote at the State level, or go with a nationwide popular vote is complex. Adding to the difficulty is this very dichotomy, which is false both in the sense that popular vote and the Electoral College are mutually exclusive and that no viable alternatives exist. The debates in the Constitutional Convention attest that alternatives do exist, and that some of them may fit better the nature of a federal system than either a nationwide popular vote or the Electoral College.
 
To be sure, the debates also tell us that no alternative is salvific. Alternatives beyond those debated in 1787 may be needed. In fact, this essay is geared to fostering such creativity, which the debates can enrich and keep grounded. Perhaps one possible useful alternative—one not considered by the delegates—is the way Germany selects its federal president. All representatives in the federal Budestag are joined for the purpose by an equal number of delegates chosen by the regional governments. In this way, both the regional governments and the federal legislature have a say. Such balance is good for a federal system. This method could be adjusted, such as by having a majority of the governors of the American States and a majority of representatives of the U.S. House of Representatives both agree on a person.
 
Finally, the experience of the Electoral College tells us that compromise is not always the best option; the College never worked as intended—as a check on the passions of the people. Even just having electors specifically for the purpose of elected the federal president adds complexity that may be unnecessary. Rather than proceeding from a political compromise (or, even worse, a partisan desire for nationwide popular vote or a desire for tradition for its own sake), distinct alternatives can be formulated and debated without losing the arguments made in the Constitutional Convention. Both as regards the length of the presidential campaign “season” and the lack of a sustained focus on public policies even in the so-called “debates,” the process is clearly broken. When the nationwide popular vote favors one of the candidates and the Electoral College favors the other, the vulnerability of the method becomes particularly transparent. Once the status quo has been found to be broken, the question becomes one of which alternative should be selected. I submit that considerable attention should be placed on the formulation of such alternatives, taking account of the delegates’ respective arguments—some of which have turned out to be more valid than others—rather than dismissing them in favor of a media-driven (and constrained) public discourse that is unrooted and without (historical) context.   

James Madison, Notes of Debates in the Federal Convention of 1787 Reported by James Madison (New York: W. W. Norton, 1966): 370.
2. Ibid., p. 371.
3. Ibid., p. 306.
4. Ibid., p. 327.
5. Ibid., p. 308-9.
6. Ibid., p. 368.
7. Ibid., p. 306.
8. Ibid., p. 368.
9. Ibid., p. 307.
10. Ibid., p. 309.
11. Ibid., p. 368-69.
12. Ibid., p. 327.
13. Ibid., p. 327.
14. Ibid., p. 370.
15. Ibid., p. 405.
16. Ibid., p. 307-8.
17. Ibid., p. 310.
18. Ibid., p. 307.
19. Ibid., p. 308.
20. Ibid., p. 233.
21. Ibid., p. 307.
22. Ibid., p. 311.
23. Ibid., p. 306.
24. Ibid, p. 364.
25. Ibid., p. 307-8.
26. Ibid., p. 308.
27. Ibid., p. 363.
28. Ibid., p. 218.
29. Ibid., p. 364.
30. Ibid., p. 363.
31. Ibid., p. 327.
32. Ibid., p. 364-65.
33. Ibid., p. 329.
34. Ibid., p. 366.
35. Ibid., p. 365.
36. Ibid.
37. Ibid.
38. Ibid., p. 213.
39. Ibid., p. 241.
40. Ibid., p. 221.
41. Ibid., p. 224.
42. Ibid., p. 255, 324.
43. Ibid., p. 321.
44. Ibid., p. 357.
45. Ibid., p. 239.
46. Ibid., p. 491.
47. Ibid., p. 493.