Thursday, September 19, 2019

.U.S. Constitutional Checks and Balances Under Threat: Congressional Oversight

Ambition checked by ambition. The assumption that political ambition can be counted on is the key to the “checks and balances” feature of the U.S. Constitution. Each of the three “arms,” or “branches,” of the federal government is checked by at least one other. This is not to say that the other arm takes over the function or even has greater competence; rather, the other arm is oriented here to providing accountability on abuses of power and investigating cases of gross negligence or incompetence. An offended branch should thus not be permitted to claim that oversight is not appropriate because it interferes with the function the branch. Treating oversight by another arm of the federal government as inherently partisan or illegitimate eviscerates the vital “check and balance” aspect of the U.S. Constitution. 

In disputes on oversight between two branches, the benefit of the doubt ought to go with the overseeing branch because it is only natural for human beings to resist being held accountable and so accountability itself needs a boost. I have in mind the case the director of national intelligence, Joe Maguire, blocking the inspector general from sharing an intelligence-whistle-blower’s complaint with Congress in September, 2019.

The contents of the complaint included a phone call between President Trump and another national leader in which Trump made a commitment. Ukraine was relevant. Rep. Adam Schiff, chair of the House Intelligence Committee, had been concerned that Trump’s delay in assistance to Ukraine had been politically motivated. The Democrats had planned to investigate whether Trump’s withholding of military assistance was not to get the Ukrainian government to reduce corruption, but, instead “to coerce the Ukrainian government into pursuing politically motivated investigations” into Joseph Biden, President Obama’s former VP and a contender to run against Trump in 2020 for president.[1]

Providing the U.S. House Intelligence committee with the contents of whistleblower complaint was “generally required by law.”[2] The executive branch insisted that the requirement must involve the funding, administration or operations of an intelligence agency, whereas Democrats maintained that the law did indeed apply. Regardless, Congressional oversight of the executive branch goes beyond particular statutes mandating the providing of whistle-blower complaint information to Congress. Nevertheless, the inspector general, Michael Atkinson, wrote to the committee that the complaint fell within the jurisdiction of the director of national intelligence and “relates to one of the most significant and important of the D.N.I.’s responsibilities to the American people.”[3] Atkinson was conflating a jurisdiction within the executive branch with oversight by another branch of the government. Put another way, oversight does not in itself rid the director of his jurisdiction; rather, oversight investigates the contents within that jurisdiction. Furthermore, that the director of national intelligence has an important job does not mean that it is immune Congressional oversight of the executive arm. I submit that the importance of the job is an argument for a greater need for oversight—not less.

It is as if Atkinson believed that the intelligence agencies were immune from such oversight, and thus from the vital checks-and-balance feature of the U.S. Constitution. For oversight to be viable, the branch of the government being overseen cannot decide whether oversight is allowable. Rather, the branch doing the overseeing can make that assessment and the other branch can contest it in the courts. The judiciary arm would serve as a check against the overseeing arm. In other words, the prerogative in the executive branch of somehow being beyond Congressional oversight stands in the way of the functioning of the checks-and-balances constitutional design. Ambition should not be allowed to bar contending ambition. What employee of a company would claim, “I can’t do my job if there is any supervision of my work!”? What department would claim that it is exempt from oversight from the company’s management because of the nature of the work being performed? Rather than cohere, such a company would eventually break apart.


1. Julian E. Barnes et al, “Whistle-Blower Complaint Sets Off a Battle Involving Trump,” The New York Times, September 19, 2019.
2. Ibid.
3. Ibid.