Sunday, March 22, 2020

American Federalism: The Case of Coronavirus

On March 22, 2020, during a press conference on the coronavirus, U.S. Vice President Pence claimed that the United States is unique in that it has a federal system of public governance. He overlooked the equivalent case of the European Union even as he stressed an idea that is the European federal principle of subsidiarity, which means that decisions and actions that can be taken locally are to be done locally. The state level is next, followed by the federal level. The theory behind this principle is that cultural, political, economic, and social diversity that exists from state to state, especially in an empire-scale federal system such as the E.U. and U.S., means that one-size-fits-all federal-level decisions may not be effective everywhere. Pence’s point was that the federal government would be playing a supportive role so the States get what they need, rather than playing a pivotal role with the States and localities as instruments of implementation. I contend that relative to the European Union, the United States was at the time much less equipped to apply the principle of subsidiarity to the coronavirus pandemic.

At the time of the press conference, Washington, New York, and California were the “hot spots” wherein the virus was relatively pronounced. Even though the European Union had not only closed its borders, it had also allowed states including Italy, France, and Germany—the E.U.’s “hot-spots”—to close their respective borders. Lest it be objected that their American counterparts could not close their borders practically and even constitutionally, this point suggests that the American federal system had not taken sufficient account of subsidiarity even in the constitutional design. Put another way, a sitting vice president emphasized the principle even as it has insufficiently incorporated into statute and constitutional/basic law. The implication is that the constitution was flawed or deficient.

The E.U. demonstrates that a federal system can indeed take subsidiarity into account. Even as the E.U. itself had its federal borders at the time, its states could maintain their own even though most of those borders were open. The case of the virus in 2020 shows that in an emergency, federal officials, together with state officials, could suspend the open-border law.

To be sure, the American states were not completely without authority to protect themselves as suited their particular circumstances. The government of California, for instance, put its 40 million residents on lock-down, whereas Arizona, a neighboring state, did not (as of March 22, 2020) because that state was not then a “hot-spot.” This is indeed a valuable benefit of federalism. Especially at the empire-scale (i.e., wherein the states are the size of fully-sovereign, or unfederalized, states, governmental measures in “hot-spot” states would not fit, and indeed could be bad for, states in which the virus was present in a big way. In short, the principle of subsidiarity was present in the American Constitution.

Unfortunately, it is also evident that the principle was not sufficiently in the American Constitution because the States should have been able to close their respective borders within the U.S. to reduce people entering with the virus and slow down the spread of the virus into other states. A basis for such state authority on an emergency basis could be that under normal circumstances, California could stop entering vehicles to search for plants. Thus, border stations already existed. Constitutionally, perhaps California’s rationale of keeping agricultural pests out could be broadened to give the state governments authority to close their respective borders under emergency circumstances such as a pandemic.